Western Law Corporation

Financial Institution Regulatory Matters

Financial institutions are bound by numerous regulations that govern their operations in California and beyond. Non-compliance can lead to severe repercussions. At Western Law Corporation, we are dedicated to guiding financial institutions through the complex web of regulations to protect them from compliance pitfalls. In the event of issues, our experienced team can swiftly minimize potential losses and disruptions, ensuring a swift return to normalcy.

Regulatory Examination Guidance

When a financial institution is preparing for an examination, our team of lawyers is ready to provide support. We offer guidance on what to anticipate, proactively address potential issues, and resolve any concerns that may arise during various types of exams. These include:

Bank Secrecy Act exams
Compliance exams
Consumer Financial Protection Act exams
Dodd-Frank Wall Street Reform and Consumer Protection Act exams
Safety and soundness exams
Sarbanes-Oxley Act exams
Truth in Lending Act exams

In the event of criticism, we can offer guidance to financial institutions on how best to address it. We will actively engage with bank regulators to negotiate various orders, including written agreements and cease-and-desist orders. Our primary objective is to minimize the impact of regulatory issues on our client’s business as much as possible.

Financial Services Litigation

Western Law Corporation provides representation for national financial services companies facing class action lawsuits, individual consumer lawsuits, and enforcement proceedings initiated by government agencies. Our primary focus is on helping you achieve your business goals and effectively manage risks in the most efficient manner possible, but we are prepared to vigorously defend our clients in litigation.

Why Choose Western Law Corporation?

Out of all of California’s lawyers—why should you choose Western Law Corporation? We focus on providing top-tier legal guidance and cost-effective services to our financial institution regulatory clients. Western Law Corporation attorneys understand the many regulations governing the financial industry and how to help our clients remain compliant. We also represent our clients when legal challenges pertaining to compliance arise.

Industry Expertise
Committed Advocacy
Unparalleled Integrity
Cost-Effective

CA Financial Institution Regulatory Attorneys

Western Law Corporation in Valencia, CA, specializes in assisting small and large lending institutions with industry-wide regulatory compliance guidance and litigation. Contact us today to learn more.